Assist in coding mandate requirements and legislative rules within the automated compliance and trade systems
Interact with traders and portfolio managers
Understanding of legislation and regulations impacting client mandates
Compile compliance and board reports based on monitoring conducted
Resolve potfolio compliance issues
Bachelors Degree
Minimum 5 Years experience in a similar role gained in an Asset Management environment
Computer Literate with Advanced MS Excel Skills
Experience with a portfolio compliance system like Charles River or similar
Between 5 - 7 Years
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